Operations Memo

OM 2021-05; 2021 OSC and NRD Renewal Fees

For more information, contact:

Advisor Services Team

Date Issued:

December 1, 2021

As a reminder, GP Wealth Management Corporation must file a renewal application for registration with the Ontario Securities Commission (OSC) by December 1st, which is 30 days before the registration expiry date of December 31, 2021 for all Financial Advisors.

The renewal fee with the securities commission and the annual fee to the National Registration Database (NRD) will be charged to each registered financial advisor at the end of December.

OSC/NRD Renewal Fee Invoice

An invoice for the OSC registration and NRD registration will be sent out shortly.

Payment Plan Option

If you would like to set up a payment plan over 90 days with three equal monthly installments, please let me know by December 16th, 2021.

As always, if you have questions or comments, contact the Advisor Services Department by email at advisorservices@gpwealth.ca.