Operations Memo

OM_2022-12; 2023 OSC & NRD Renewal Fees

For more information, contact:

Advisor Services Team

Date Issued:

December 9, 2022

As a reminder, GP Wealth Management Corporation must file a renewal application for registration with the Ontario Securities Commission (OSC) by December 1st, which is 30 days before the registration expiry date of December 31, 2022, for all Financial Advisors.

The renewal fee with the securities commission and the annual fee to the National Registration Database (NRD) will be charged to each registered financial advisor at the end of December.

OSC/NRD Renewal Fee Invoice & Payment

An invoice for the 2023 OSC and NRD registration fees will be sent out shortly. The fee amount will be deducted against your January 15th commission run.

As always, if you have questions or comments, contact the Advisor Services Department by email at advisorservices@gpwealth.ca.